Wealth Management, RIAs & Brokers
Technology for modern
wealth advisors and financial professionals.
We build platforms for RIAs, independent broker-dealers, wealth managers, and corporate benefits administrators — designed for SEC/FINRA compliance, advisor efficiency, and exceptional client experiences.
Talk to our wealth & advisory technology team
Get a no-obligation consultation with a Restyn financial services specialist.
We Understand Your World
The challenges you face
Complex Compliance & Regulatory Requirements
SEC, FINRA, IRS regulations for RIAs, IBDs, and wealth managers — custody rules, reporting standards, suitability requirements — all demanding sophisticated systems.
Advisor Platform Fragmentation
Advisors juggling multiple disconnected systems for client management, trading, reporting, and regulatory compliance. Efficiency suffers. Errors increase.
Client Portal & Engagement Gaps
Clients expect real-time access to portfolios, performance, and communications. Legacy systems can't deliver the transparency and experience advisors need to compete.
Wealth & Succession Planning Integration
Integrated planning tools, tax optimization, estate planning, and multi-generational wealth strategies require sophisticated data models and coordination.
Insurance & Benefits Administration Complexity
Corporate benefits, executive insurance, and employee benefit administration require sophisticated modeling, compliance tracking, and seamless integration.
Data Gaps & Reporting Inefficiency
Regulatory reporting, performance attribution, and compliance audits scattered across systems creates risk, delays, and expensive manual reconciliation.
How We Help
Our solutions for Wealth Management, RIAs & Brokers
Advisor Portal & Client Engagement Platform
Unified dashboard for RIAs, IBDs, and wealth managers — real-time portfolio views, performance tracking, integrated communications, and client collaboration tools.
Regulatory Compliance & Reporting Systems
SEC/FINRA-compliant systems for suitability tracking, best execution reporting, supervisory workflows, and regulatory audit trails built into the architecture.
Wealth Planning & Optimization Tools
Integrated tax planning, retirement modeling, estate planning, and multi-generational wealth strategy platforms — powered by sophisticated scenario analysis.
Corporate Benefits & Insurance Administration
End-to-end platforms for employee benefits administration, executive insurance programs, and corporate benefit planning with compliance automation.
Investment Operations & Reconciliation
Automated trade settlement, portfolio reconciliation, performance attribution, and real-time risk analytics for advisors and institutions.
Integrated Data & Client Analytics
A unified client data platform connecting advisor intelligence, performance analytics, and regulatory reporting — eliminating silos and manual processes.
The Landscape
There are over 15,000 registered investment advisors in the U.S. managing more than $128 trillion in assets — yet most still rely on fragmented, legacy technology stacks.
Advisor technology satisfaction scores drop significantly when advisors must use 4+ disconnected systems — consolidation is a proven driver of productivity and retention.
SEC and FINRA enforcement actions related to technology failures — inadequate recordkeeping, broken audit trails, and data breaches — have increased 40% over five years.
The $84 trillion intergenerational wealth transfer underway is forcing advisory firms to upgrade digital client experience or risk losing next-generation clients entirely.
Why Restyn for Wealth Management, RIAs & Brokers
SEC/FINRA compliance expertise built into every architecture decision — not handled as a post-launch checklist.
Deep understanding of advisor workflows across RIAs, IBDs, wirehouse breakaways, and family offices.
Experience integrating with custodians, portfolio management systems, financial planning tools, and market data providers.
We build for both the advisor's efficiency and the client's experience — because both drive AUM growth.
Purpose-built platforms, not generic CRM customizations — because wealth management deserves purpose-built software.
Talk to our wealth & advisory technology team
Get a no-obligation consultation with a Restyn financial services specialist.